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Compliance Disclosure

All written content on this site is for information purposes only. Opinions expressed herein are solely those of NCM Capital Management, LLC unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness. All information and ideas provided should be discussed in detail with an advisor prior to implementation.

A copy of NCM Capital Management’s Form ADV Part 2 is available upon request.

This website may provide links to others for the convenience of our users. Our firm has no control over the accuracy or content of these other websites.

Important Consumer Information

NCM Capital Management, LLC and its representatives may only transact business in a particular state after licensure or satisfying qualification requirements of that state are met, or if excluded or exempted by statute.

  • Follow-up, individualized responses to consumers in a particular state by our firm involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's investment adviser or investment adviser representative requirements, or pursuant to an applicable state exemption or exclusion.
  • For information concerning the licensure status or disciplinary history of a broker-dealer, investment adviser, or their representatives, a consumer should contact his or her state securities law administrator.

Fee-only financial planning and investment advisory services are offered through NCM Capital Management, LLC, an SEC-registered wealth advisory firm domiciled in New Jersey. The presence of this website on the Internet shall in no direct or indirect way be construed or interpreted as a solicitation to sell or offer to sell investment advisory services to any residents of any state other than the State of New Jersey, the State of New York, the State of Texas, or where otherwise legally permitted.